]> http://www.schultzcollins.com/taxonomy/term/373/0 This is a selection of articles, not authored by SCLC, which we think you will find of value. en-local http://www.schultzcollins.com/articles/Arith_active_mgmt <div class="flexinode-body flexinode-6"><div class="flexinode-textarea-10"><div class="form-item"> <label>Synopsis:</label><br /> <p>In a classic 1991 Financial Analysts&#8217; Journal article, Nobel Laureate William F. Sharpe discusses active and passive investment management. </p> </div> </div></div> General Investments Other Fri, 3 Jun 2005 18:03:43 -0700 http://www.schultzcollins.com/articles/ERISA_secprof <div class="flexinode-body flexinode-6"><div class="flexinode-textarea-10"><div class="form-item"> <label>Synopsis:</label><br /> <p>How <span class="caps"><a class="glossary-term" href="glossary#term286"><acronym title="Employee Retirement Income Security Act: The Employee Retirement Income Security Act of 1974 (ERISA) protects the retirement assets of Americans, by implementing rules that qualified plans must follow to ensure that plan fiduciaries do not misuse plan assets. ">ERISA</acronym></a> </span>applies to securities professionals, such as <span class="caps">RIA</span>s and registered broker-dealers, who advise, manage, or trade for investment <a class="glossary-term" href="glossary#term224"><acronym title="Portfolio: The group of assets - such as stocks, bonds and mutuals - held by an investor.">portfolios</acronym></a> of employee benefit plans, by Richard K. Matta of Groom Law Group.</p> </div> </div></div> Other Retirement Plans Fri, 3 Jun 2005 18:05:40 -0700 http://www.schultzcollins.com/articles/fiduciary_responsibility <div class="flexinode-body flexinode-6"><div class="flexinode-textarea-10"><div class="form-item"> <label>Synopsis:</label><br /> <p>A summary of the rules defining <span class="caps"><a class="glossary-term" href="glossary#term286"><acronym title="Employee Retirement Income Security Act: The Employee Retirement Income Security Act of 1974 (ERISA) protects the retirement assets of Americans, by implementing rules that qualified plans must follow to ensure that plan fiduciaries do not misuse plan assets. ">ERISA</acronym></a> </span><a class="glossary-term" href="glossary#term292"><acronym title="Fiduciary: A person legally appointed and authorized to hold assets in trust for another person. The fiduciary manages the assets for the benefit of the other person rather than for his or her own profits.">fiduciary</acronym></a> responsibility, including an overview of liabilities arising from fiduciary breaches. The authors are David F. Jones and Kathleen Ziga of law firm Dechert <span class="caps">LLP, </span>and Sumi C. Chong, Assistant Counsel, Corporate Human Resources, of Bristol-Myers Squibb. </p> </div> </div></div> Other Retirement Plans Fri, 3 Jun 2005 18:06:03 -0700