Schultz Collins Lawson Chambers, Inc., is a Registered Investment Advisor regulated by the Securities Exchange Commission [1]. SEC regulations require that we deliver our Disclosure Brochure to all clients at least annually, and that we provide the Brochure to all prospective clients before they sign any Investment Advisory Agreement with the firm.
We are required to file with the SEC whenever certain important factors of the firm change in any respect (e.g., when our address changes, or we hire a new principal or officer, or when our service configuration changes significantly). In the interest of immediate and full disclosure, here is our latest Disclosure Brochure.
Please download our Disclosure Brochure [2] as a pdf file.
You can also review disclosures for our firm, and other registered investment advisors, on a website maintained by the SEC. This website is known as the Investment Advisor Registration Depository, or IARD [3] (data on the IARD is not generally formatted as nicely as our Disclosure Brochure).