In a classic 1991 Financial Analysts’ Journal article, Nobel Laureate William F. Sharpe discusses active and passive investment management.

How ERISA applies to securities professionals, such as RIAs and registered broker-dealers, who advise, manage, or trade for investment portfolios of employee benefit plans, by Richard K. Matta of Groom Law Group.

A summary of the rules defining ERISA fiduciary responsibility, including an overview of liabilities arising from fiduciary breaches. The authors are David F. Jones and Kathleen Ziga of law firm Dechert LLP, and Sumi C. Chong, Assistant Counsel, Corporate Human Resources, of Bristol-Myers Squibb.